I’m extremely excited to be releasing Volume Two of the Pinan Flow System, outlining how I use Pinan / Heian Sandan to teach free movement between striking and controlling strategies along with the ability to adapt to different stimuli. I rate this kata incredibly highly and I hope that by taking the time to record my drills in pictures, this book will ‘open it up’ to far more people than I could possibly reach by seminars and classes alone.
This book, the second in a four volume series, examines the third Pinan / Heian kata. With practical application drills based on both the study of the reactions of students to common forms of aggression and violence in high pressure scenario simulations, and years of research into violent crime, it contains a detailed analysis of the attributes that make techniques effective, along with a discussion of the case for grappling and throwing being an integral part of karate, and a look at some of the myths surrounding the purpose and application of kata.
Volume Two approaches the kata by looking at the common factors that unite effective combative approaches rather than focusing on minor stylistic differences, and as a result provides applications for everyone regardless of style or grade.
The drills have a heavy focus on utilising movements in the kata to move from compromised positions to achieve a control or strike. Rather than offering a single solution the drills recognise the inherent variety provided by tactile situations and offer lots of redundancies, all keeping within the scope of the form. The drills cover responses to habitual acts of violence (HAOV) such as punches, grabs, tackles, leg-lifts, headlocks and clinch like positions. The kata comes alive with punches, open-handed strikes, forearm strikes, unbalancing strategies, knee strikes, arm controls and throws.
The Pinan Flow System refers to the ability to train karateka to move seamlessly between grappling and ballistic responses using techniques and tactics embedded in the kata, and illustrates why the Pinan / Heian set are an essential training tool.
I’ve recently had two experienced Dan grades come to join me for ‘extra’ karate training in addition to their own regular club training, and if their smiles and laughter as the kata has come alive for them in these drills is any measure then I know that a lot of students and instructors will benefit from this book.
The book is available internationally on amazon and the ebook will be released on Kindle before Christmas.
Our body language can determine not only how likely we are to be chosen as a victim of an unprovoked violent crime, but also how likely an attack is to be successful. There are many things we can do to lower the (already low) risk of being hit if we are approached, but one of the simplest is how we hold our hands when talking and listening.
I have an unusual little rule in my clubs. If I am talking to you, and you are not in the middle of a drill or holding a partner, and you don’t have at least one hand held naturally at chest height or above that could successfully intercept me, then I will give you a light tap on the cheek to remind you that you were vulnerable to an attack.
Like many other instructors I teach drills where students have to defend themselves against an attack mid conversation, and I also do reaction exercises where students have to preempt on a visual or verbal stimuli while talking and listening in natural postures.
My ‘slap’ rule may seem harsh, but students only get a light ‘Eric Morcambe stye’ tap and the interesting thing is that the maximum number of times I can recall it happening to one student is three. I’ve seen enough people sucker punched to want my students to have good head protection while they appear as if they are merely talking or listening, and the best way to retrain that body language is constant practice.
Every year I deliver a number of single sex and mixed sex personal safety and self defence courses or lectures. A moderator on the online forum Martial Arts Planet recently approached me to write a short article about how I approach the subject of female self defence. The subject is far too large to sum up in a single article, but what I can do is give my opinions on the starting points for creating a worthwhile course.
Planning and Preparation
- Know your audience.
This is crucial for creating course content. The age group (or groups), ethnic mix and general social background will determine both content and approach. Regrettably there is a high probability that within your group you may have women that have suffered some form of violence or abuse, and while the participants will normally have opted to take part, they have not done so to get traumatised by off the cuff remarks or generalisations, nor may they wish to share any experience. The audience determines both the content and teaching style of the course.
- Trainers and the elephants in the room.
(i) Experience. I believe that honesty is the best policy. A trainer should give a very short summation of their background to help put things in context. A trainer should be open about their experience (or lack of experience) and knowledge and the basis on which the course is designed.
(ii) Gender. Can a man deliver a self defence course to women, as he is not a woman? Yes. I know some exceptional self defence trainers both in the UK and abroad of both genders. Their knowledge, experience and ability to empathise and teach are far more important than their gender. Some men will only listen to men talking about self defence and some women will only pay attention to a woman (or have suffered a degree of trauma that makes a same-sex instructor a better option for participation and engagement), but that does not mean that a trainer of your own gender is always the best teacher on this subject.
- Teaching style.
Teaching style is a very individual thing and I have seen a range of different styles used effectively. Although self defence is a very serious subject, humour can be used, although I would advise against poking fun at students that you barely know. A good self defence course should be driven and paced by the instructor but provide the opportunity to include the students as what you say may encourage them to share something that has been weighing on their mind and such sharing may benefit both them, the other attendees and you.
Regrettably the length of the course (and each session) is often decided by the host rather than the trainer. Most trainers still take on constrained courses on the basis that providing some training is better than no training, but in doing so there will always be compromises on both teaching style and content. As a result it is important to prioritise. The mental aspects of self defence are more important, more useful and more permanent than any form of physical training and should be prioritised.
Personal Safety and Self Defence – the mental framework
The mental side of self defence is about empowering your audience through knowledge and personal motivation. What needs to be covered will depend upon the age and social background of your group. The following list and order is flexible as in forming a course certain elements will naturally tie together and cross-pollinate.
- Use of force and the law.
- Accurate crime picture (including risk) based on government, police and ED data (where available).
- Natural human reactions to actual or potential abuse, aggression and violence, both in anticipation of, during and after events.
- Rationales and motivation for action or inaction in self defence both before, during and after events.
- Avoidance strategies.
- Deterrence strategies.
- Awareness – common tactics and patterns in abuse, sexual crime and violent crime.
- De-escalation and no contact escape strategies – body language, use of voice, phrasing.
The list above is very much tied in with your credentials as a trainer. Being a martial artist or having personal experience is not enough. There is a huge body of high quality literature available for research (too much to recommend one single text) based on the experiences of large numbers of people.
Self Defence – the physical framework
Once again what can be delivered will depend upon the age and ability of the group and the time allocated. In my opinion the mental training is the key to unlocking the maximum potential of the physical training.
There is an elephant in the room when it comes to physical training. Realistically not everything works all the time, no matter how good a technique is. Skill, motivation, adrenaline and the element of surprise give an edge but so do aggression, experience and strength. With that said it is important that what is taught is material appropriate to the context of real scenarios and relative positions, is simple to do (even under pressure) and has been shown (to the training deliverer at the very least) to be reliable under pressure.
The following elements should form the basis of the physical part of the course.
- Biomechanics and weak points of the human body.
- Gross motor strikes that utilise otherwise natural and everyday movements.
- Impact training.
- Paired or group work based on HAOV (habitual acts of violence) to build confidence.
- Optional participation in scenario training.
Conscious incompetence. It could be viewed as a pretty harsh term. After all it sounds pretty nasty. Without the right attitude and support it is a discovery that can end martial arts training for many people. I would argue though that conscious incompetence is the driver that distinguishes between the average, the good and the great.
When we begin training we do so with mixed amount of conscious incompetence and unconscious incompetence. We know there’s a lot that we don’t know and we also don’t know how much we don’t know (known unknowns and unknown unknowns). After a short time most students pass into a state of unconscious incompetence, they continue to progress and refine their skills but they don’t really recognise or understand how imperfect their performance is or how it can be improved.
Conscious incompetence is the personal revelation that whatever you are doing is not ‘right’, that it could be done better. This does not necessarily mean that a person’s skill level is low or bad, simply that they recognise little (and large) flaws and areas for improvement. This is not the same as having flaws identified externally by others which we may or may not understand and which we are often coached through whether we ask for help or not.
Seeing fault in our own skill level in a large part of what we do in the martial arts can be extremely frustrating and demoralising. How we respond can determine whether we continue to enjoy our training, stay training in the same discipline or switch to another believing that we have wasted time, or quit the martial arts completely. Which route is taken depends on both the student and the instructor. In my experience a student that takes responsibility for their own learning, looks to their own effort to improve their own technique rather than relying heavily on their coach, and is prepared to put in the time to refine skills and correct faults is far more likely to see conscious incompetence as an interesting and motivating challenge. A student that relies heavily on their instructor for guidance, or who is used to achieving what they believe or have perceived to be a high skill level with ease, is far more like to be dissatisfied and look to blame the technique, the art or the instructor.
I believe that it is important that instructors continuously make students aware that there are levels within levels of techniques and skill sets, and that while they may be able to ‘do’ something, there is always room for an improvement. In such a learning environment, with students always encouraged to seek to polish their skills, conscious incompetence should be highlighted as a learning stage and a sign of improvement. If students are taught to see it as a sign of achievement and an impetus to develop it is less likely to have a negative effect. As a result students will probably be far more likely to come to their instructors for practical advice on how to improve.
The advice we give or take will depend very much on the problem we believe that we are trying to solve. The most important thing is that whether it is a plan for ourselves or for someone else, we should focus on small steps. Objectives should always be SMART, that is: Specific, Measurable, Achievable, Rewarding and Time limited.
Specific: We must make clear and unambiguous statements about what it is we are going to achieve.
Measurable: There must be some way to determine when the objective has been met. We therefore make a statement that describes how we will measure success or failure of the objective.
Achievable: It must be possible to reach the objective. It is important to understand in advance whether or not the objective is achievable. It is important to remember, however, that many tasks when first approached seem insurmountable, so it is important to be optimistic and to take on a challenge.
Rewarding: The objective should bring sufficient reward that it is worth undertaking. There is always a cost / benefit ratio to consider. It is always important to consider what the cost and benefit will be before initiating a task.
Time limited: There should be a clear time frame set out for when the objective will be met. Many things of worth are not achieved quickly and it is important to approach tasks consistently rather than sporadically. Breaking the task down into sub-tasks and estimating time frames is essential if we are to understand the cost of the task.
Unconscious incompetence, conscious competence and conscious incompetence are a continuous cycle in our development. We approach something knowing we don’t know it, we then believe that we do know it and then discover that we don’t know it as well as we could. This engenders training to attempt to regain that feeling of conscious competence, but in doing so we also gain conscious incompetence of related skill sets and a realisation that we had unconscious incompetence of other things, and so our growth continues. It can be overwhelming or it can be seen as an exciting challenge. I like to view it as the latter and that is one of the main reasons why I’m still training.
What do we mean by block?
My old concise Oxford Dictionary offers 18 different meanings for ‘block’ as a noun and 6 for it as a verb, a number of which seem suited to the context in which the term is used in the martial arts:
- an obstruction; anything preventing progress or normal working,
- a blocking action,
- put obstacles in the way of,
- restrict the use of,
- intercept with one’s body (American football).
It’s not a bad term, but one I suggest is still more limiting than the actual karate uke techniques themselves.
In a lot of martial arts that use Japanese language terminology when two people train together they may be referred to as Tori, the person that successfully ‘does’ the technique, and Uke, the person that receives the technique. For at least the last fourteen years I have used the word ‘receiver’ to translate the word ‘uke’ when it refers to a technique (such as Age Uke, Ude Uke, Uchi Uke) as I feel it allows for the broad range of things that the movements can be than the more commonly used term ‘block’.
When is an uke technique not an uke technique?
Most uke techniques are made up of a number of gross motor movements, often with some fine motor additions at the end. The opinion of what is and what isn’t an uke technique will vary from person to person. How much of the movement, and what part of the movement, has to be done before we can say “I used this uke technique”?
As an example, here are descriptions of two different uke techniques. I recognise that they will be taught differently from style to style and from association to association (and my version may well be viewed as heretical or incorrect by some), but I will describe them as I do them if I were doing Shotokan Karate kihon as Shotokan is one of the karate styles that I teach.
Right Arm Age Uke: the left arm extends palm open and down to the front at head height with the right hand fist closed palm up at the hip. The right hand (fist closed and palm facing upwards) moves diagonally across the body from right to left (outside to inside) to approximately shoulder height, supported by a partial turn of the right hip forward. The right arm then moves a small amount from the inside to the outside while continuing to push upwards, the forearm rotating so that the back of the hand now faces the head and the uppermost surface of the forearm is clear of the top of the head. The elbow of the right arm is lower than the fist and the angle of the forearm is diagonal rather than horizontal. This final movement is supported by a further turn of the right hip forward of the left. The hips turn fluidly throughout the movement and the movement of the right arm should be fluid throughout. As the right arm moves the left hand retracts sharply to the hip, closing to a fist and rotating to a palm up position. This can be done with supporting stepping motions.
Right Arm Ude Uke: the left arm extends palm open and down to the front at head height and the right arm is pulled back level with the head, its elbow at approximately shoulder height with the forearm at a vertical right angle to the upper arm and rotated so that the closed right fist faces away from the head. The right forearm then rotates so that the palm of the closed fist faces forwards and the right elbow drops down and forwards sweeping across the body from the outside towards the inside, supported by the right hip orientating forwards of the left. As the right arm reaches its end point (which would have been the centerline of the chest had the hips not turned) the forearm rotates so that the palm of the closed fist faces towards the practitioner. As the right arm moves the left hand retracts sharply to the hip, closing to a fist and rotating to a palm up position. This can be done with supporting stepping motions.
In basic training and in kata the prior extension of the ‘non blocking’ arm is common to the majority of uke techniques. As such if I just do that I would not describe myself as having done an uke technique, I see it as a setup movement, albeit a very important one in a lot of practical applications (as is its retraction). From a personal standpoint if I just do the diagonal upwards movement in one direction described in my version of Age Uke, whether the outside to inside part or the inside to outside reversal, I would not say “I have done Age Uke”, but if I did both I would describe it as an Age Uke. In similar vein although many years ago I was taught in Jiyu Kumite to move and rotate my arm a few inches from its kamae position from the outside to the inside and that movement was also ‘Ude Uke’, for me (and this is an opinion not a fact) it does not utilise enough of the movement to go by that name and I see it purely as a closed hand parry. As such I wouldn’t call an open or closed handed high outside to inside parry Gedan Barai, though if it is then followed by the arm sliding along and across the parried limb to strike the attacker with a hammerfist I would. If the same following outward movement went upwards rather than downwards then I would not be adverse to describing it as an Age Uke.
Flinching, parrying, swatting, patting, diverting and slipping and uke techniques
There are a number of different reactions we make to attacks. The tongue in cheek descriptor I use for the different umbrella aspects that govern the actions or reactions of the ‘defender’ is the FEAR of the defender: their focus, experience, attitude and reaction time – all measured or competing against the EASE of the attack (environment, attitude, speed and entry angle). In broad terms though what we do in response to an attack will depend upon whether or when we see it, how long we have to react to it and how much experience we have dealing with it along with what we’ve trained to do.
The fastest most natural proactive things we can do in response to an attack we have not pre-empted are simple gross motor actions. Patting or parrying from one side to the other, pushing up or swatting down, or slipping straight under. These are all natural movements that most people will do if they have enough time unless confused by being specifically told to do something else. Where training comes in is that a trained person will
- spot the telegraphs of the attack sooner and begin to make appropriate movements,
- have improved reaction time from regular exposure to the stimuli,
- have superior supporting biomechanics to ensure a greater likelihood of success,
- have a superior ability to follow (or convert) their swat/parry/push/pat/slip with an appropriate ‘shutting down’ movement or combination.
Depending on the style (and the student) there are often points in training (particularly in the first few years) where an untrained person will avoid being struck with greater success and ease than a trained person because they are carrying less mental baggage about what they should be doing in support of the movement and that is particularly true if a person is trying to utilise a ‘complete’ uke technique in the manner I described above (with Age Uke and Ude Uke as examples) against an unpredictable attack at speed.
While flinching is a natural movement (and can to a degree biomechanically overlap with some of the examples given above) it differs from them in that it is an unconscious reflexive response. We all flinch, but we do so unconsciously when we do not have time to access a conscious response to protect ourselves. How we flinch will depend on how far away the stimuli is when we spot it, how fast it is, where it is headed, and the position of our hands and arms at the time. If you spot a punch heading towards your face at the last minute and your hands are down by your waist, they may begin to come up as if to cover the head, and the spinal reflex will kick in turning you down and away, and the face will scrunch and the eyes shut, but you will still get hit. If your hands were already in front of your face then your arms would probably have covered the head and you wouldn’t have been hit. If there were more time the arms (or the nearest arm) would have extended to push the threat away. If there were more time than that then you would most likely have accessed a conscious response and your unconscious brain would not have taken over. We cannot modify the flinch. We can reduce its likelihood through training and learning to spot and act on telegraphs earlier. We can also (if we’re sensible) practice recovering from flinch-like positions so that if we do flinch we are immediately able to respond rather than fall victim to follow up attacks. I’ve previously discussed how I view flinching and its relation to karate kata, sparring and techniques here.
Karate uke and applications
Uke can be used and trained for a number of different purposes, some of which are more effective in different environments and under different degrees of pressure than others. So far as I’m concerned whether an application of an uke is right or wrong comes down to the Ronseal test: does it do what it says on the tin?
Stepping backwards with a full Age Uke and Ude Uke (as described above) against a prearranged long-range straight punching torso or chin attack at speed works. I can’t question that, I’ve seen it done hundreds of times and I’ve done it hundreds of times. I’ve not seen it work in other environments, and I’ve seen it fail in other environments, but that doesn’t matter if that’s not your training intention. If you can reliably apply it to do what you want it to do then it passes the Ronseal test for you.
Uke make up the majority of karate kata techniques. It is my opinion (and this isn’t a new view by any means, it has been common in the karate world for a very long time) that they were not designed to be used against karate (or other MA) attacks in the manner in which they are generally trained in a number of karate systems, though that does not detract from their ability in such to bestow a number of positive combative and fitness benefits in the process.
I view uke techniques as ‘receiver’ techniques, they receive the other person’s attack. This means that they deflect, they intercept, they strike (potentially pre-emptively), they unbalance, they manipulate, they trap and they can even control.
In his ten precepts Anko Itosu wrote of Karate as being designed to defend oneself against a ruffian rather than engaging in challenge matches. As such in my own training I have chosen to orientate my study and application of uke techniques towards habitual acts of violence (HAOV). The recreation of HAOV in training and in the simulation of force on force individual and multiple person realistic self defence scenarios is something for which I am probably better known internationally than my karate articles and books. I consider myself very fortunate to have had a number of highly experienced martial artists from a broad range of martial arts disciplines as well as LEOs, military and security personnel, watch or participate in the training that I have run in this regard and endorse it. The applications I teach for uke techniques stem from the observations of what happens (and what works) in this form of training in addition to over a decade of the study of violent crime and associated supporting disciplines. Photographs for clarity of explanation in books and articles will illustrate my applications in a very static form (because they are for people learning the drills), but they are designed to be trained in the manner I describe here with progressive resistance, speed and unpredictability. Ultimately I believe in their effectiveness for self defence and would like to see those who learn them try them in situations such as illustrated in my training in the following video.
I’ve previously discussed the case for elements of grappling in karate here and I know that the conclusions I drew there are not unique. Karate is not purely a striking approach, nor is it purely a grappling approach, it is an approach that is orientated predominantly towards striking and striking is its preferred approach. To do this effectively against HAOV by necessity it contains techniques that are designed to navigate and extricate from the common ‘non percussive’ elements of fighting (such as grabbing and pulling, holding, barging, tackling attempted leg take downs etc) in order to strike, flee or control. In self defence situations the vast majority of conflict occurs at extremely close range and grabbing, clinching, pushing, barging and tackling are extremely common responses – even (and especially) amongst highly trained martial artists who have focused their training on maintaining distance. Long range stepping and attacking tend to occur most often when chasing a retreating person that has not been held, or on joining ‘another’ struggle to help a friend after dealing with an aggressor in a multiple person situation.
In my scenario simulations various patterns of behaviour emerge. I’m not referring to the HAOV of the role-playing aggressors, or the adrenal reactions of the surprised trainees who suddenly find themselves attacked while trying to defuse an argument, but in the patterns that successful counter tactics form. As part of the training the scenarios are videoed and the footage examined frame by frame to give feedback. What is consistently visible in the footage is that successful navigation and extraction of participants from the close quarter fighting comes through movements and stances that more closely resemble the strategies that are shown in karate kata, even amongst those participants who have no martial arts experience. In fact if I were to edit out the attacker from the video so that it appeared as if the defender were fighting thin air, then the resulting movements would look more akin to a kata than anything else seen in the martial arts. Those that have specifically trained to use the kata against HAOV on a regular basis do exceptionally well in such scenario training by using the kata practically. This pattern of both striking and ‘grappling’ (or anti-grappling if you prefer) on the part of both attacker and defender, and the resulting kata mirror, makes a further convincing case for both the need and presence of grappling and throwing in karate kata.
One of the most noticeable elements of karate kata is the relative paucity of ‘obvious’ striking techniques. In terms of overall quantity the majority of the kata are made up of uke receiving techniques combined with hikite pulling motions (and in some systems preparatory extended arm thrusting motions), then we have ‘obvious’ open and close handed thrusting / punching / striking motions and finally we have the emphasised kneeing or kicking techniques.
The idea that uke techniques are only ‘blocks’ and that their predominance in kata reflects the defensive nature of karate should be rejected for a number of reasons. Firstly, deflecting and blocking attacks is a largely instinctive action that does not require specialised movement, though as I outlined above training to deflect and parry attacks is not a waste of time. If you observe anyone shielding themselves against a committed attack outside of set prearranged sparring combinations, you will see them cover, parry, slap, duck or flinch (or any combination of those), and any time you see anything resembling part of a fixed uke technique it will be because the uke technique itself mimics natural movement. Secondly the best form of defence is offence, and that principle has been enshrined in martial writings across many cultures for centuries. A committed attack is not stopped by continuous deflection but by pattern disrupting behaviour that forces reaction and reorientation. Thirdly it is unlikely to be a coincidence that uke techniques function extremely well as striking, unbalancing, trapping and limb (and head) manipulation movements in stand up grappling. Finally it is incongruous that the majority of the movements being drilled in kata should be devoted to anything other than navigating the most common problems posed by violent incidents.
The requirement of good training to address the most common problems takes us back to the weighting of movements in the kata. When I look at the footage of the skilled and unskilled martial artists working to extricate themselves from close quarter force on force violent confrontations in the hundreds of scenario training simulations that I have run (whether on their own against a single assailant, against a group, or part of the chaos of multiple groups of people in an argument that has escalated to physical violence) the weighting of techniques and time is as follows in order of frequency:
- moving and manipulating others to gain a position from which to strike, control or escape (predominantly extracting oneself from multiple punches, grabs, high tackles and clinches),
- striking with the forearms, elbows or hands,
- kicking with the foot.
This distribution of movement mirrors the emphasis on techniques in the majority of karate kata, especially with the ability of most uke techniques to function as short close range strikes (often using the forearm) as well as stand up grappling (or grappling avoidance and escape) movements.
My approach to and interpretation of the application of uke techniques is neither new nor unique, and it is not the only valid approach. From my perspective though it is one that is underwritten by textual evidence from past generations of karateka and their antecedents, is orientated towards the purpose of karate as described by Anko Itosu, fits the uncomfortable realities of civilian self defence (as shown by CCTV footage, years of hospital emergency room data, decades of consistent violent crime surveys and reports, and accompanying psychological and physiological research into human behaviour), and is supported by the fact that entire uke techniques and indeed entire kata sequences can be applied realistically under pressure with other techniques (from the same kata) acting as effective redundancies in the event of less than optimal performance. A few photos in isolation (and possibly out of context without explanation) or a short video of a single application cannot convey its holistic integrity, appropriateness or effectiveness. If you really want to understand or judge my approach then you need to train with me.